SFC Licences of TSE King Ming 謝敬明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 July 2011 | 01 February 2012 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 July 2011 | 01 February 2012 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 1 | 18 October 2005 | 07 July 2006 |