SFC Licences of GU Allen Yuhui 顧毓輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 | RO | 9 | 19 August 2016 | 18 January 2019 |
Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 | RO | 4 | 19 August 2016 | 06 September 2018 |
First Reserve Asia Limited 第一儲備亞洲有限公司 | RO | 4 | 28 October 2011 | 28 February 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 October 2006 | 16 June 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 26 August 2005 | 09 September 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 August 2005 | 09 September 2006 |