SFC Licences of LEUNG Sam Mun 梁心敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 30 April 2014 | 18 August 2015 |
| orientiert XYZ Securities Limited | RE | 9 | 12 November 2013 | 09 March 2014 |
| orientiert XYZ Securities Limited | RE | 4 | 12 November 2013 | 09 March 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 20 October 2006 | 15 October 2013 |
| Alpha Nova Capital Management Limited | RE | 9 | 24 October 2005 | 02 October 2006 |
| Alpha Nova Capital Management Limited | RE | 6 | 24 October 2005 | 02 October 2006 |
| Alpha Nova Capital Management Limited | RE | 4 | 24 October 2005 | 02 October 2006 |