SFC Licences of LAM Kwok Ming 林國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 23 December 2013 | 27 May 2015 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 23 December 2013 | 27 May 2015 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 23 December 2013 | 27 May 2015 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 03 October 2012 | 31 October 2013 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 03 October 2012 | 31 October 2013 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 14 March 2008 | 09 March 2009 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 05 March 2008 | 03 September 2009 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 03 April 2007 | 31 October 2007 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 26 August 2005 | 28 February 2007 |