SFC Licences of GOUGENHEIM Jeremie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 2 | 02 December 2013 | 17 December 2014 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 02 December 2013 | 17 December 2014 |
| De Riva Asia Limited | RE | 2 | 08 November 2013 | 26 November 2013 |
| De Riva Asia Limited | RE | 1 | 08 November 2013 | 26 November 2013 |
| GFI (HK) Securities L.L.C. | RE | 1 | 06 September 2007 | 14 January 2012 |
| ICAP Securities Hong Kong Limited | RE | 2 | 07 October 2005 | 08 August 2007 |
| ICAP Securities Hong Kong Limited | RE | 1 | 07 October 2005 | 08 August 2007 |