SFC Licences of CHOI Wai Ching, Carmen 蔡慧貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 | RE | 9 | 08 August 2013 | 21 June 2014 |
| Chartwell Capital Limited 大正資本有限公司 | RE | 4 | 08 August 2013 | 21 June 2014 |
| HSBC Securities (Asia) Limited | RE | 4 | 29 August 2005 | 12 November 2005 |