SFC Licences of SPANGENBERG Herbert Stephan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 4 | 11 May 2006 | 16 December 2019 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 1 | 11 May 2006 | 16 December 2019 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 5 | 11 May 2006 | 31 August 2016 |