SFC Licences of YAU Chung Kin, Ken 邱頌健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Northern Trust Company of Hong Kong Limited, The | RE | 1 | 12 April 2006 | 28 December 2006 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 07 September 2005 | 03 February 2006 |