SFC Licences of VACHHANI Koustubh Vijay

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 11 December 2023
Morgan Stanley Hong Kong Securities Limited RE 2 11 December 2023
Morgan Stanley Hong Kong Securities Limited RE 1 11 December 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 December 2023
Morgan Stanley Hong Kong Securities Limited RE 7 03 March 2020 30 October 2023
Morgan Stanley Hong Kong Securities Limited RE 2 03 March 2020 30 October 2023
Morgan Stanley Hong Kong Securities Limited RE 1 03 March 2020 30 October 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 March 2020 30 October 2023
Millennium Capital Management (Hong Kong) Limited RE 9 02 November 2017 29 November 2019
Morgan Stanley Hong Kong Securities Limited RE 7 13 July 2015 26 July 2017
Morgan Stanley Hong Kong Securities Limited RE 2 13 July 2015 26 July 2017
Morgan Stanley Hong Kong Securities Limited RE 1 13 July 2015 26 July 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 13 July 2015 26 July 2017
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RE 4 27 August 2013 31 January 2014
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RE 1 27 August 2013 31 January 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 22 September 2006 15 December 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 22 September 2006 15 December 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 22 September 2006 15 December 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 31 October 2005 24 June 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 08 September 2005 24 June 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 08 September 2005 24 June 2006