SFC Licences of SHE Sam Ian 佘心恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 23 January 2007 | 14 July 2007 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 23 January 2007 | 14 July 2007 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 30 September 2005 | 15 June 2006 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 30 September 2005 | 15 June 2006 |