SFC Licences of CHUNG Sin Yu, Sindy 鍾倩茹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 13 September 2005 16 November 2005
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 13 September 2005 16 November 2005