SFC Licences of WU Pei Shan 吳沛珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 2 | 02 January 2014 | 03 October 2014 |
ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 25 July 2012 | 03 October 2014 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 20 March 2012 | 03 October 2014 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 20 March 2012 | 25 July 2012 |
Pinnacle Investment Management Limited 永豐金資產管理有限公司 | RO | 9 | 20 March 2008 | 18 March 2009 |
Pinnacle Investment Management Limited 永豐金資產管理有限公司 | RO | 4 | 20 March 2008 | 18 March 2009 |