SFC Licences of WONG Hon Ting 王寒汀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 | RE | 6 | 13 November 2012 | 30 December 2022 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 22 June 2011 | 13 September 2011 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 22 June 2011 | 13 September 2011 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 22 June 2011 | 13 September 2011 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 28 September 2009 | 08 June 2011 |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 | RE | 6 | 28 February 2007 | 08 June 2011 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 23 September 2005 | 08 June 2011 |