SFC Licences of TAM Lik Wai, Aleck 譚力維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 06 December 2016 | 06 March 2020 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 06 December 2016 | 06 March 2020 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 16 May 2011 | 21 September 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 16 May 2011 | 21 September 2016 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 24 November 2010 | 07 April 2011 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 24 November 2010 | 07 April 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 December 2005 | 18 November 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 December 2005 | 18 November 2010 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 20 September 2005 | 16 November 2005 |