SFC Licences of LEE Sze Hang, Sebastian 李思行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 23 December 2009 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 27 June 2008 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 July 2006 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 June 2006 | 02 October 2017 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 11 November 2005 | 01 June 2006 |