SFC Licences of LAU Sai Hon 劉西漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 29 January 2015 | 09 July 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 29 January 2015 | 09 July 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 27 July 2009 | 15 January 2015 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 July 2009 | 15 January 2015 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 06 April 2009 | 22 July 2009 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 06 April 2009 | 22 July 2009 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 10 September 2007 | 13 March 2009 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 02 August 2007 | 13 March 2009 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 14 October 2005 | 14 July 2007 |