SFC Licences of SHU Ho Yin 舒浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 27 July 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 May 2009 | 27 July 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 May 2009 | 02 October 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 06 March 2008 | 21 May 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 March 2008 | 21 May 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 March 2008 | 21 May 2009 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 14 October 2005 | 01 March 2008 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 14 October 2005 | 01 March 2008 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 14 October 2005 | 01 March 2008 |