SFC Licences of SHIH Mei Ling 施美伶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantum Futures Limited 雋一期貨有限公司 | RO | 2 | 18 April 2023 | 17 October 2023 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RO | 1 | 23 March 2023 | |
| Vantum Futures Limited 雋一期貨有限公司 | RE | 2 | 20 March 2023 | 18 April 2023 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RE | 1 | 15 February 2023 | 23 March 2023 |
| Sino Capital Securities Limited 國順證券有限公司 | RO | 1 | 21 October 2022 | 30 January 2023 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 18 October 2022 | 21 October 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 30 September 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 September 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 18 March 2008 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 September 2006 | 30 September 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 September 2006 | 02 October 2017 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 23 June 2006 | 18 September 2006 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 February 2006 | 18 September 2006 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 February 2006 | 18 September 2006 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 02 December 2005 | 25 February 2006 |