SFC Licences of TAN Wie Hon, Derrick 陳威雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Plutus Asset Management Limited 貝德斯資產管理有限公司	RO	9	05 May 2021
Plutus Asset Management Limited 貝德斯資產管理有限公司	RO	4	05 May 2021
Plutus Securities Limited 貝德斯證券有限公司	RO	1	05 May 2021
Plutus Securities Limited 貝德斯證券有限公司	RE	1	08 March 2021	05 May 2021
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司	RE	2	11 March 2013	30 December 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	11 March 2013	30 December 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	19 December 2012	05 March 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	19 December 2012	05 March 2013
Channel 8 Wealth Management Limited 富道財富管理有限公司	RE	4	24 September 2012	08 November 2012
Channel 8 Wealth Management Limited 富道財富管理有限公司	RE	1	24 September 2012	08 November 2012
CCB International Securities Limited 建銀國際證券有限公司	RE	4	31 March 2011	31 March 2012
CCB International Securities Limited 建銀國際證券有限公司	RE	1	31 March 2011	31 March 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	19 August 2010	01 March 2011
MainFirst Securities Hong Kong Limited	RE	4	17 November 2009	12 July 2010
MainFirst Securities Hong Kong Limited	RE	1	04 November 2009	12 July 2010
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	07 May 2009	29 October 2009
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	27 April 2009	29 October 2009
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	13 March 2009	17 April 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	03 March 2009	17 April 2009
Instinet Pacific Limited 極訊亞太有限公司	RE	7	10 December 2007	22 January 2009
Instinet Pacific Limited 極訊亞太有限公司	RE	4	05 December 2007	22 January 2009
Instinet Pacific Limited 極訊亞太有限公司	RE	1	05 December 2007	22 January 2009
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	4	28 August 2006	23 November 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	1	04 August 2006	23 November 2007
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	25 October 2005	25 February 2006
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	25 October 2005	25 February 2006
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	25 October 2005	25 February 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	25 October 2005	25 February 2006