SFC Licences of CHOI Chi Kin, Calvin 蔡志堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
orientiert XYZ Securities Limited | RO | 4 | 19 July 2016 | 09 December 2016 |
orientiert XYZ Securities Limited | RO | 1 | 19 July 2016 | 09 December 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 30 January 2016 |
PricewaterhouseCoopers Corporate Finance Limited | RE | 6 | 03 September 2009 | 22 October 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 25 October 2005 | 21 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 25 October 2005 | 21 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 October 2005 | 21 November 2008 |