SFC Licences of PAN Jianping 潘建平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 31 August 2010 | 31 January 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 09 September 2009 | 31 August 2010 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 22 June 2006 | 09 September 2009 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 4 | 01 November 2005 | 01 February 2006 |