SFC Licences of O Wai Ping, Adrian 柯衛平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 4 | 16 November 2009 | 01 April 2013 |
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 1 | 16 November 2009 | 01 April 2013 |
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RE | 4 | 25 June 2009 | 16 November 2009 |
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RE | 1 | 25 June 2009 | 16 November 2009 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 25 June 2008 | 18 June 2009 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 25 June 2008 | 18 June 2009 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 28 October 2005 | 31 December 2007 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 28 October 2005 | 31 December 2007 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 28 October 2005 | 31 December 2007 |