SFC Licences of LAM Sui Yan 林瑞欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 15 April 2008 | 01 June 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 03 January 2008 | 01 August 2010 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 4 | 17 April 2007 | 06 December 2007 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 | RE | 4 | 05 July 2006 | 04 April 2007 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 27 October 2005 | 21 June 2006 |