SFC Licences of TSE Him Wai, Kenneth 謝謙偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Futures Limited 富昌期貨有限公司 RE 2 26 August 2021
Fulbright Securities Limited 富昌證券有限公司 RE 1 26 August 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 10 May 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 19 March 2012 10 May 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 March 2012 02 October 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 28 October 2005 11 March 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 October 2005 11 March 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 10 May 2006 30 June 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 12 April 2006 30 June 2008