SFC Licences of TSE Him Wai, Kenneth 謝謙偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 26 August 2021 | |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 August 2021 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 10 May 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 March 2012 | 10 May 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 March 2012 | 02 October 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 10 May 2006 | 30 June 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 12 April 2006 | 30 June 2008 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 28 October 2005 | 11 March 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 October 2005 | 11 March 2012 |