SFC Licences of PENKETT Paul Alexis

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Omnix Capital Limited RO 9 19 March 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 01 November 2005 29 August 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 01 November 2005 29 August 2008