SFC Licences of YAM Hiu Ping, Bruce 任曉平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 16 January 2017 | 30 April 2021 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 09 May 2012 | 08 September 2014 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 07 November 2005 | 30 September 2006 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 2 | 07 November 2005 | 30 September 2006 |