SFC Licences of KWOK Wan Ling 郭韻玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 | RE | 1 | 01 February 2008 | 07 January 2014 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 08 November 2005 | 01 February 2008 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 08 November 2005 | 01 February 2008 |