SFC Licences of MAN Kim Pan 文劍斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 17 November 2017 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 17 November 2017 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 03 June 2013 | 27 October 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 February 2008 | 27 October 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 29 January 2008 | 27 October 2017 |
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 08 November 2006 | 15 January 2008 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 2 | 07 November 2005 | 30 September 2006 |