SFC Licences of LAM Yin Kuen 林燕權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 10 September 2009 | 01 December 2011 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 24 October 2007 | 26 August 2009 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 24 September 2007 | 26 August 2009 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 30 December 2005 | 07 September 2007 |