SFC Licences of OU YANG Kuo Ruei 歐陽國瑞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RE 1 17 April 2020 23 February 2021
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 9 03 July 2017 23 February 2021
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 4 03 July 2017 23 February 2021
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 1 03 July 2017 23 February 2021
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 RO 9 17 December 2013 13 March 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 1 04 June 2013 13 March 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 4 04 June 2013 13 March 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 04 June 2013 13 March 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 23 May 2013 04 June 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 23 May 2013 04 June 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 23 May 2013 04 June 2013
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 12 March 2012 07 December 2012
KGI Wealth Management Limited 凱基財富管理有限公司 RO 4 27 October 2010 07 December 2012
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 30 July 2010 07 December 2012
KGI Wealth Management Limited 凱基財富管理有限公司 RO 1 30 July 2010 07 December 2012
Aisance Asset Management Limited 君達資產管理有限公司 RO 9 17 March 2010 07 December 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 17 March 2010 12 March 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 March 2010 30 July 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RO 9 15 May 2009 01 April 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 06 November 2008 27 October 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 06 November 2008 30 July 2010
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 RE 9 25 July 2008 13 October 2008
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 29 January 2008 28 May 2008
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 05 January 2006 08 September 2007