SFC Licences of CHENG Man Yiu 鄭文耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 21 August 2006 | 07 October 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 21 August 2006 | 07 October 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 21 August 2006 | 07 October 2006 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 21 August 2006 | 07 October 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 28 June 2006 | 22 July 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 28 June 2006 | 22 July 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 28 June 2006 | 22 July 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 15 February 2006 | 22 June 2006 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 24 January 2006 | 22 June 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 17 November 2005 | 22 June 2006 |