SFC Licences of CHAN Grace Kwok Li 陳國莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 21 November 2005 01 October 2009
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 21 November 2005 01 October 2009
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 21 November 2005 01 October 2009