SFC Licences of THAM Wai Mun, Raphael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sinofortune Financial Capital Limited 華億金融融資有限公司 | RE | 6 | 21 November 2005 | 01 August 2007 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 21 November 2005 | 01 August 2007 |