SFC Licences of KWOK Hoi Shan 郭海珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 12 October 2007 | 14 August 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 11 September 2007 | 14 August 2010 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 02 February 2006 | 28 July 2007 |