SFC Licences of LU Hsiao-Wen 魯曉玟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Beevest Securities Limited 蜂投證券有限公司 RE 2 12 August 2021 24 December 2021
Beevest Securities Limited 蜂投證券有限公司 RO 4 08 December 2016 24 December 2021
Beevest Securities Limited 蜂投證券有限公司 RO 1 08 December 2016 24 December 2021
Beevest Securities Limited 蜂投證券有限公司 RE 4 17 November 2016 08 December 2016
Beevest Securities Limited 蜂投證券有限公司 RE 1 17 November 2016 08 December 2016
Ever-Long Capital Management Limited 長雄資本管理有限公司 RE 9 30 September 2016 11 November 2016
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 27 July 2016 11 November 2016
Ever-Long Securities Company Limited 長雄證券有限公司 RE 4 27 July 2016 11 November 2016
Beevest Securities Limited 蜂投證券有限公司 RO 4 12 April 2016 16 July 2016
Beevest Securities Limited 蜂投證券有限公司 RO 1 18 November 2015 16 July 2016
Beevest Securities Limited 蜂投證券有限公司 RE 4 07 July 2015 12 April 2016
Beevest Securities Limited 蜂投證券有限公司 RE 1 07 July 2015 18 November 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RE 4 24 July 2012 12 June 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RE 9 24 July 2012 12 June 2015
QMIS Securities Limited 華亞證券有限公司 RE 1 01 March 2010 12 June 2015
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 19 February 2009 01 December 2009