SFC Licences of LU Hsiao-Wen 魯曉玟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Beevest Securities Limited 蜂投證券有限公司 | RE | 2 | 12 August 2021 | 24 December 2021 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 4 | 08 December 2016 | 24 December 2021 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 08 December 2016 | 24 December 2021 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 17 November 2016 | 08 December 2016 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 17 November 2016 | 08 December 2016 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 | RE | 9 | 30 September 2016 | 11 November 2016 |
| Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 4 | 27 July 2016 | 11 November 2016 |
| Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 1 | 27 July 2016 | 11 November 2016 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 4 | 12 April 2016 | 16 July 2016 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 18 November 2015 | 16 July 2016 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 07 July 2015 | 12 April 2016 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 07 July 2015 | 18 November 2015 |
| QMIS Asset Management Limited 華亞資產管理有限公司 | RE | 9 | 24 July 2012 | 12 June 2015 |
| QMIS Asset Management Limited 華亞資產管理有限公司 | RE | 4 | 24 July 2012 | 12 June 2015 |
| QMIS Securities Limited 華亞證券有限公司 | RE | 1 | 01 March 2010 | 12 June 2015 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 19 February 2009 | 01 December 2009 |