SFC Licences of FAN Yu Hin, Edwin 樊宇軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 04 September 2017 | 09 September 2022 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 08 October 2015 | 08 July 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 25 September 2015 | 25 September 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 23 January 2013 | 31 March 2015 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 25 March 2011 | 21 January 2013 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 16 July 2010 | 01 March 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 July 2010 | 01 March 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 July 2010 | 01 March 2011 |
All Options Asia Limited | RE | 2 | 08 October 2008 | 28 February 2009 |
All Options Asia Limited | RE | 1 | 08 October 2008 | 28 February 2009 |
IMC Asia Pacific Limited | RE | 2 | 03 December 2007 | 11 April 2008 |
IMC Asia Pacific Limited | RE | 1 | 03 December 2007 | 11 April 2008 |
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 9 | 09 December 2005 | 03 July 2007 |