SFC Licences of KONDO Yukimi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bradbury Asset Management (Hong Kong) Limited RE 9 22 February 2013 31 January 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 30 May 2012 11 September 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 May 2009 10 November 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 04 March 2008 11 March 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 August 2006 28 August 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 December 2005 14 December 2005