SFC Licences of POOL Jonathan Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 03 October 2019 | 09 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 04 April 2019 | 10 April 2019 |
| UBS Securities Asia Limited | RE | 1 | 18 October 2018 | 23 October 2018 |
| UBS Securities Asia Limited | RE | 1 | 23 August 2018 | 29 August 2018 |
| UBS Securities Asia Limited | RE | 1 | 10 September 2013 | 04 May 2018 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 04 December 2009 | 02 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 December 2005 | 02 January 2007 |