SFC Licences of KWOK Kam Wing 郭錦榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 13 January 2009 | 04 June 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 20 August 2008 | 07 January 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 19 June 2008 | 07 January 2009 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 20 January 2006 | 01 June 2008 |