SFC Licences of AU Yiu Bong 區耀邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 13 June 2008 | 21 September 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 June 2008 | 21 September 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 23 December 2005 | 10 May 2008 |