SFC Licences of KAPLAN Stephen A
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | 9 | 12 July 2006 | 21 October 2016 |
| Oaktree Capital (Hong Kong) Limited | RO | 4 | 12 July 2006 | 21 October 2016 |