SFC Licences of WU Jie 吳杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 09 September 2009 | 06 November 2010 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 04 August 2009 | 06 November 2010 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 08 March 2007 | 27 July 2009 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 05 January 2006 | 26 February 2007 |