SFC Licences of YUEN Hoi Kar, Carol 袁海葭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 | RE | 6 | 11 July 2022 | |
| Asian Capital Limited 卓亞融資有限公司 | RE | 4 | 11 July 2022 | |
| Asian Capital Limited 卓亞融資有限公司 | RE | 1 | 11 July 2022 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 19 July 2011 | 05 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 January 2006 | 05 October 2016 |