SFC Licences of ZHANG Zhuojia 張卓佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 15 August 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 08 July 2013 13 May 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 December 2007 01 October 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 18 October 2007 01 October 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 29 January 2007 11 September 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 17 February 2006 20 January 2007