SFC Licences of LAW Sung Fai, Poly 羅松輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 10 August 2010 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 10 August 2010 | |
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 14 February 2008 | 22 April 2010 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 10 August 2007 | 01 February 2008 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 13 January 2006 | 30 June 2006 |