SFC Licences of LO Yu Hang 盧宇恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 14 February 2008 | 30 June 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 14 February 2008 | 30 June 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 February 2008 | 30 June 2008 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 9 | 21 January 2008 | 30 January 2008 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 23 January 2007 | 30 January 2008 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 11 July 2006 | 30 January 2008 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 11 January 2006 | 31 May 2006 |