SFC Licences of SZE Yeuk Wan 施若雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 25 August 2009 | 26 February 2011 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 03 February 2006 | 14 August 2009 |