SFC Licences of TSE Kwok Shing, Patrick 謝國誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2007 | 28 February 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 16 January 2006 | 28 February 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 6 | 16 January 2006 | 28 February 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 5 | 16 January 2006 | 28 February 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 16 January 2006 | 28 February 2013 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 16 January 2006 | 28 February 2013 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 16 January 2006 | 28 February 2013 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 16 January 2006 | 28 February 2013 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 16 January 2006 | 28 February 2013 |