SFC Licences of LAM Lik Man, Benjamin 林力文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RO | 4 | 16 January 2014 | 11 March 2014 |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RO | 1 | 16 January 2014 | 11 March 2014 |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 03 November 2011 | 16 January 2014 |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 03 November 2011 | 16 January 2014 |
Aviva Portfolio Investment Services Limited | RE | 1 | 06 January 2010 | 26 November 2010 |
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 27 May 2008 | 30 September 2009 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 26 January 2006 | 16 April 2007 |