SFC Licences of POON Mun Chong, Richard 潘敏聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 14 February 2013 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 February 2013 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 31 July 2009 | 01 August 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 31 July 2009 | 01 August 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 July 2009 | 01 August 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 23 January 2006 | 10 June 2009 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 January 2006 | 10 June 2009 |